Alexander Brooks

Senior Associate

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Biography

Alexander Brooks is a Senior Associate specializing in Financial Services law. He advises banks, investment firms, and fintech companies on regulatory compliance, risk management, and financial transactions, ensuring that clients operate within complex financial frameworks.

Practice Areas:
  • Financial Services Law
  • Banking & Finance Regulation
  • Fintech Compliance
Education

London School of Economics - Law Department

Experience

7 years of experience advising financial institutions, managing regulatory compliance programs, and leading legal due diligence in complex financial transactions.

Notable Cases

Guided a multinational bank through regulatory approval for a $1B cross-border investment project, mitigating legal and financial risks.

Professional Memberships

Member of the International Bar Association, Financial Services Lawyers Association, and London Solicitors’ Association.

Contact Information

• Email: a.brooks@stratfordlanesolicitors.com
• Phone: (123) 555-4321
• Office Location: 5 King’s Court, 10th Floor, London W1B 3AG

Publications & Speaking Engagements

1. Regulatory Compliance in Banking

Published in the Financial Law Review, Alexander examines key regulatory challenges facing banks and financial institutions globally.

2. Fintech and Emerging Financial Technologies

Featured in the Journal of Financial Services Law, this article explores legal frameworks for fintech startups and innovation in banking.

3. Risk Management in Financial Transactions

Published in the International Banking Law Journal, Alexander outlines strategies for mitigating legal risks in complex financial deals.

4. Cross-Border Banking Regulations

Appearing in the Global Financial Law Review, this paper provides guidance for banks operating across multiple jurisdictions.

5. Ethical Standards in Financial Services

Published in the Business Ethics & Finance Journal, Alexander discusses ethical frameworks and compliance standards for financial institutions.